Dennis McCarthy

Dennis McCarthyDennis McCarthy

(213) 222-8260

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Mr. McCarthy is the CFO of Thomas Aquinas College, a great books-based, four-year liberal arts college with campuses in Southern California and Massachusetts.

Mr. McCarthy has over four decades of investment banking experience as a senior banker with B. Riley & Co., The Seidler Companies, Roth Capital, Prudential Securities, Drexel Burnham Lambert, and E.F. Hutton & Co.  He is an investment banker with Boustead Securities.

Mr. McCarthy’s client transaction experience includes raising both debt and equity capital and completing M&A transactions as well as various capital market projects.

Mr. McCarthy has a successful track record of raising capital and completing M&A engagements for middle market companies in the areas of:

  • life science,
  • real assets,
  • agribusiness,
  • cleantech,
  • energy savings.

He has served as a financial advisor on numerous successful engagements including:

  • GrowthPoint Structures growth capital raise,
  • Aeolus Pharmaceutical’s equity raise,
  • Cash Store Financial’s public bond financing,
  • Digital Angel’s sale of its Destron Fearing business,
  • GeneSeek Genetic Lab sale,
  • TranSwitch Telecom Products debt raise,
  • CalAmp Electronics debt raise,
  • LCC International Engineering debt raise,
  • Digital Angel ID Products equity raise,
  • Iconixx Software sale,
  • Evolving Systems Software secondary stock sale,
  • Vertical Branding equity raise,
  • RXi Pharmaceuticals fairness opinion,
  • Horizon Offshore Services equity raise,
  • ReadyPac Foods junior debt raise,
  • OSI Systems equity raise,
  • Binax Diagnostics sale,
  • Pinnacle Entertainment equity raise,
  • MCI’s Vision Solutions sale,
  • eMerge Interactive Software equity raise,
  • Acres Gaming sale,
  • Epoch Biosciences equity raise,
  • Integrated Sensor Solutions sale,
  • Hycor Biomedical sale,
  • Laser Power Products sale,
  • Mr. Coffee IPO and exchange offer,
  • Laser Diagnostics fairness opinion,
  • DPAC Technologies merger of peers,
  • Destron Fearing sale,
  • Thermo Trilogy Chemicals sale,
  • Syn-X Pharma sale,
  • M-Wave Technology Services fairness opinions,
  • Diametrics Medical sale and
  • Internet Capital Group secondary stock sale.

Mr. McCarthy graduated summa cum laude with a B.S.B.A. from Georgetown University and holds an M.B.A. from the Graduate School of Business Administration at Harvard University.